GIPS® Support and Pre-Verification Consulting

To learn how The Spaulding Group can support your firm as you move toward or work to maintain compliance, please contact Christopher Spaulding or David Mory at 732-873-5700 or complete our GIPS verification questionnaire.

We have helped many firms achieve and maintain compliance.  Through our pre-verification consulting we help our clients better understand what it means and takes to become compliant and we help them develop a plan to get there.  In addition, once compliant, we provide on-going support so that our clients can maintain compliance.

Our clients also receive a plethora of tools to support their compliance.  Our GIPS Orientation Kit™ includes the list of materials that we will need to see for verification, a policies and procedures template to help in the creation of a firm's GIPS policies and procedures, sample policies and procedures, our verification checklist which will help ensure a firm is prepared for verification along with a number of other items including our Guide to the GIPS Standards, the CFA Institute’s GIPS Handbook (both of which will be available shortly), a selection of our educational webinars, articles from The Journal of Performance Measurement, and much, much more.